Licensed & Regulated
Regulation & Licensing
Operating under strict regulatory oversight with full transparency, segregated funds, and institutional-grade security across multiple jurisdictions.
Licensed by Top-Tier Regulators
FSA Seychelles
Reg. No. 709718501
Smart Wave Portfolio is registered under the Laws of Seychelles and licensed by the Financial Services Authority (FSA), ensuring compliance with international financial standards.
CySEC Cyprus
Reg. No. HE 19818009
Registered as a Cyprus Investment Firm (CIF) and licensed by CySEC in accordance with MiFID II, providing EU regulatory protection.
Your Protection First
Multi-layered infrastructure safeguarding your funds, data, and trading activity.
Segregated Accounts
Client funds held separately at tier-1 banks, never used for operational expenses.
- Daily reconciliation
- Tier-1 banking partners
Full Compliance
Regular third-party audits and transparent reporting exceed regulatory minimums.
- Quarterly audits
- Public financial reports
Risk Control
Real-time monitoring with automated safeguards and negative balance protection.
- Negative balance protection
- Automated margin calls
Meeting the Highest Industry Standards
Our commitment to regulatory excellence means we exceed minimum requirements and continuously invest in compliance infrastructure.
Anti-Money Laundering (AML)
Rigorous KYC procedures and ongoing transaction monitoring.
Data Protection (GDPR)
Full EU data protection compliance and privacy practices.
Capital Adequacy
Substantial reserves well above regulatory minimums.
Investor Compensation
ICF coverage up to €20,000 for eligible clients.
Compliance Status
All ClearIndependent audit confirmed full compliance. Next review: Q4 2026.
What Regulation Means for You
Understanding how our licenses protect your trading activity.
| Protection | FSA Seychelles | CySEC |
|---|---|---|
| Segregated Client Funds | ||
| Regular Financial Audits | ||
| Negative Balance Protection | ||
| MiFID II Compliance | ||
| Investor Compensation (ICF) | ||
| Maximum Leverage 1:500 | ||
| EU Passporting Rights |
* Features may vary based on entity and jurisdiction. Please verify your account type.
Common Questions
Yes. All client funds are held in segregated accounts at top-tier banks, completely separate from company funds. We also provide negative balance protection, ensuring you can never lose more than your account balance.
Under CySEC regulation, eligible clients are protected by the Investor Compensation Fund (ICF) up to €20,000. Additionally, segregated account structures ensure client funds remain protected and are not used to pay company creditors.
You can verify our regulatory status directly on the FSA Seychelles and CySEC official websites using our registration numbers. All account documentation clearly states which entity your account is registered under.
FSA accounts typically offer higher leverage and fewer trading restrictions, suitable for experienced traders. CySEC accounts provide EU regulatory protections including ICF coverage and MiFID II compliance, ideal for European residents.
We undergo independent financial audits quarterly, with full annual audits conducted by Big Four accounting firms. Audit reports are submitted to our regulators and available upon request to verified clients.
Certified & Recognized
Trade with Confidence
Join thousands of traders who trust our regulated, secure, and transparent trading environment.